Sweden fines Nasdaq $9.6 million over regulatory violations

Reported 8 months ago

Sweden's financial supervisory authority has fined Nasdaq Stockholm 100 million Swedish crowns ($9.59 million) for not complying with bourse rules at several occasions in recent years. The regulator found deficiencies in Nasdaq Stockholm's trading monitoring related to insider dealing and instances of trading in financial instruments that violated the regulatory framework.

Source: YAHOO

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